Information on Outstanding Shares

Basic Stock Information

(As of September 30, 2018)

Company name SEGA SAMMY HOLDINGS INC.
Established 1-Oct-04
Stock Code 6460
Capital 29,900 million yen (As of March 31, 2010)
Stock Exchange Tokyo Stock Exchange
the details of the shares it issues Common Stock
Number of shares authorized for issue 800,000,000
Total shares issued and outstanding 266,229,476
Round Lot 100 shares
Number of Shareholders 76,330
Fiscal Year-End 31-Mar
Ordinary General Meeting of Shareholders June
Record Date Ordinary General Meeting of Shareholders June
Record for Dividends
(fiscal year) March 31
(Interim) September 30
Advance public notice is given when required for other dividend payments.
Administrative Office of Transfer Agent Mitsubishi UFJ Trust and Banking Corporation branches in Japan
Securities Agent Department, Mitsubishi UFJ Trust and Banking Corporation 7-10-11, Higashisuna, Koto-ku, Toyko 137-8081, Japan Phone: +81-3-5683-5111
Agency Mitsubishi UFJ Trust and Banking Corporation branches in Japan
The website of Mitsubishi UFJ Trust and Banking Corporation, the Company’s transfer agent, provides information on share registration, purchase or additional purchase of shares in fractional lots, and other stock-related procedures. If using the storage transfer system for share certificates, etc., please contact the securities company that handles the transaction.
Mitsubishi UFJ Trust and Banking Corporation website:
http://www.tr.mufg.jp/daikou/
Special Benefit Plan for Shareholders

Please find the detailed info in the link below

Dividends and Shareholder Bbenefits Program

Articles of Incorporation/Share Handling Regulations

Composition of Major Shareholders

(As of September 30, 2018)

Name of shareholder Shares held Shares ratio
HS Company 35,308,000 13.26%
SEGA SAMMY HOLDINGS INC. 31,739,218 11.92%
FSC Co. 13,562,840 5.09%
The Master Trust Bank of Japan, Ltd. (Trust account) 9,803,700 3.68%
Japan Trustee Services Bank, Ltd.(Trust account) 8,839,000 3.32%
Hajime Satomi 7,721,338 2.90%
STATE STREET BANK AND TRUST COMPANY 505001 4,295,610 1.61%
JP MORGAN CHASE BANK 385632 4,254,414 1.59%
Japan Trustee Services Bank, Ltd.(Trust account 5) 3,866,500 1.45%
ORBIS SICAV 3,541,919 1.33%

Distribution by Attribute

2018/9/30

(As of September 30, 2018)

  2015/3/31 2015/9/30 2016/3/31 2016/9/30 2017/3/31 2017/9/30 2018/3/31 2018/9/30
Number of Shareholders 72,488 94,825 90,768 87,413 85,486 84,172 80,330 76,330
Financial Institutions 11.5% 12.3% 14.1% 15.1% 13.9% 14.5% 15.0% 15.7%
Securities Companies 2.1% 1.8% 1.7% 1.3% 2.2% 2.5% 1.8% 1.4%
Other Companies 11.3% 12.2% 12.0% 12.0% 12.1% 12.0% 21.1% 21.0%
Foreign Institutions and Individuals 31.1% 26.6% 26.2% 26.6% 27.7% 26.8% 28.1% 29.6%
Japanese Individuals and Other 32.9% 34.9% 34.1% 32.9% 32.2% 32.2% 22.1% 20.4%
Treasury Stock 10.8% 11.9% 12.0% 12.0% 12.0% 12.0% 12.0% 11.9%

ADR (American Depository Receipt) Information

Ratio:4:1
Exchange:OTC(Over the counter)
Symbol:SGAMY
CUSIP:815794102
Depositary:The Bank of New York Mellon
101 Barclay Street, 22W New York, NY 10286
(866)680-6825
U.S. Toll Free (888) 269-2377 (888-BNY-ADRS)

Shift in Capital and Outstanding Shares

(As of March 31, 2018)

  Total shares issued and outstanding Capital
FY 2005 140,551,522 27,291
FY 2006 283,229,476 29,953
FY 2007 283,229,476 29,953
FY 2008 283,229,476 29,953
FY 2009 283,229,476 29,953
FY 2010 283,229,476 29,953
FY 2011 266,229,476 29,953
FY 2012 266,229,476 29,953
FY 2013 266,229,476 29,953
FY 2014 266,229,476 29,953
FY 2015 266,229,476 29,953
FY 2016 266,229,476 29,953
FY 2017 266,229,476 29,953
FY 2018 266,229,476 29,953

Stock Splits/Stock Swap Ratio

  Effective Month Split Ratio
TAIYO ELEC Co., Ltd. 2011/8 1:0.4
TMS ENTERTAINMENT, LTD. 2010/12 1:0.26
Sammy Networks Co., Ltd. 2010/12 1:333
SEGA TOYS CO., LTD. 2010/12 1:0.33
SEGA SAMMY HOLDINGS INC. 2005/11 1:2

Before business integration in October 2004

Joint holding company “SEGA SAMMY HOLDINGS INC.” was established on October 1, 2004 through the business integration of the two companies and was listed on the first section of the Tokyo Stock Exchange on the same day. SEGA and Sammy currently operate as wholly owned subsidiaries of SEGA SAMMY HOLDINGS.

  Effective Month Split Ratio
Sammy 2004/2 1:1.5
2001/11 1:2
2000/11 1:2
SEGA 1993/5 1:1.2
1992/5 1:1.3
1991/5 1:1.4
1990/6 1:1.1
1989/12 1:1.3
1989/6 1:1.1
1988/6 1:1.3
1987/6 1:1.5

Status of Large-shareholdings Report Submission

Information on increase/decrease of 1% or more in the Company’s shareholding ratio confirmed based on alteration reports pertaining to the large-shareholdings report submitted to the Kanto regional bureau of the Ministry of Finance since 2008

Date of the Change Name Shareholding Ratio after the Change Shareholding Ratio before the Change
2015/4/6 BlackRock Japan Co., Ltd. 5.07%
2015/4/6 Mitsubishi UFJ Financial Group, Inc. 2.88% 5.37%
2015/3/30 Mitsubishi UFJ Financial Group, Inc. 5.37%
2013/3/15 Mackenzie Financial Corporation 4.82% 6.46%
2011/8/5 BlackRock Japan Co., Ltd. 4.08% 5.13%
2011/3/28 Mitsubishi UFJ Financial Group, Inc. 2.91% 8.18%
2011/3/15 BlackRock Japan Co., Ltd. 5.13% 6.17%
2011/3/14 Mitsubishi UFJ Financial Group, Inc. 8.18% 6.73%
2011/2/14 Mitsubishi UFJ Financial Group, Inc. 6.73% 5.34%
2011/1/24 Mitsubishi UFJ Financial Group, Inc. 5.34%
2010/11/15 BlackRock Japan Co., Ltd. 6.17% 5.03%
2010/10/15 BlackRock Japan Co., Ltd. 5.03%
2010/10/1 Tradewinds Global Investors, LLC 4.42% 5.83%
2010/8/31 Fidelity Investments Japan Limited 4.50% 5.76%
2010/2/15 Fidelity Investments Japan Limited 5.76% 6.91%
2009/1/30 Fidelity Investments Japan Limited 6.91% 7.25%
2009/1/29 Tradewinds Global Investors, LLC 5.83% 6.86%
2008/12/31 Mackenzie Cundill Investment Management Ltd. 6.42% 7.50%
2008/10/31 Mackenzie Cundill Investment Management Ltd. 7.50% 8.83%
2008/9/15 Fidelity Investments Japan Limited 7.25% 9.74%
2008/8/15 Fidelity Investments Japan Limited 9.74% 6.40%
2008/8/14 Tradewinds Global Investors, LLC 6.86% 7.93%
2008/8/6 Mackenzie Cundill Investment Management Ltd. 8.83% 10.07%
2008/7/31 Fidelity Investments Japan Limited 6.40%
2008/7/23 Mackenzie Cundill Investment Management Ltd. 10.07% 11.07%
2008/7/10 Mackenzie Cundill Investment Management Ltd. 11.07% 11.95%
2008/6/30 Morgan stanley MUFG Securities Co., Ltd. 4.05% 5.05%
2008/5/7 Mackenzie Cundill Investment Management Ltd. 11.95% 10.91%
2008/4/30 Morgan stanley MUFG Securities Co., Ltd. 5.05% 6.17%
2008/3/31 Capital Research and Management Company 4.38% 5.46%
2008/3/14 Capital Research and Management Company 5.46% 7.71%
2008/1/30 Mackenzie Cundill Investment Management Ltd. 10.91% 9.91%
2008/1/17 Tradewinds Global Investors, LLC 7.93% 6.88%
    • The Alteration Reports pertaining to the large-shareholdings report submitted by Fidelity include shares owned by FMR LLC indicated as a joint name

    • The Alteration Reports pertaining to the large-shareholdings report submitted by Mackenzie Cundill Investment Management Limited include shares owned by Mackenzie Financial Corporation indicated as a joint name

    • The Alteration Reports pertaining to the large-shareholdings report submitted by Morgan Stanley on June 30, 2008 include shares owned by Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. International PLC, Morgan Stanley Investment Management Limited, and Morgan Stanley Investment Management Inc. indicated as joint names

    • The Alteration Reports pertaining to the large-shareholdings report submitted by BlackRock Japan include shares owned by BlackRock Asset Management Australia Limited, BlackRock Asset Management Ireland Limited, BlackRock Advisors (UK) Limited, BlackRock Fund Advisors and BlackRock Institutional Trust Company N.A. indicated as joint names

    • The Alteration Reports pertaining to the large-shareholdings report submitted by Mitsubishi UFJ Financial Group include shares owned by Bank of Tokyo-Mitsubishi UFJ, Mitsubishi UFJ Trust and Banking Corporation, Mitsubishi UFJ Asset Management Co., Ltd. and Mitsubishi UFJ Morgan Stanley Securities indicated as joint names

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